Jeffrey Pasquerella is the Founder of Arcview Capital, a FINRA and SEC registered broker dealer specializing in investment banking and M&A support. He also serves as Drivewealth’s Chief Compliance Officer.
Prior starting Arcview, Jeff most recently served as a General Counsel and COO to American Global Wealth Services based in Atlanta and Benchmark Investments. Prior to his General Counsel role, Jeff served as Managing Director and Head of Financial Crimes for UBS in North and South America for all the US based UBS entities.
Prior to UBS, Jeff was Regional Director and Senior Vice President overseeing FINRA’s South Region, which included offices in Atlanta, Boca Raton, Dallas and New Orleans.
He also oversaw FINRA’s National AML Investigation Team and helped to create and oversaw FINRA’s Securities Helpline for Seniors. Previous to serving as Regional Director, Jeff was the District Director of FINRA’s District 10 Office located in New York.
He has been employed by FINRA since August of 1999. Prior to joining FINRA, Mr. Pasquerella served as an assistant district attorney in the Westchester County District Attorney’s Office for three years.
He is a graduate of Villanova University, Villanova, Pennsylvania, and Pace University School of Law, White Plains, New York. Mr. Pasquerella is a member of the New York and Connecticut State Bars.